Returns
Forms and Templates
Timely and accurate reporting is essential for maintaining transparency, ensuring compliance with regulatory requirements, and fostering investor confidence in capital markets. The Securities and Exchange Commission of Nigeria (SEC) is committed to providing market participants with the tools they need to fulfil their reporting obligations efficiently. This page serves as a centralized hub for accessing and submitting a wide range of return forms, simplifying the reporting process and enhancing regulatory compliance.
| Return Forms/Templates | Template Use Description |
|---|---|
* Quarterly Returns Form for Capital Market Operators |
Broker/Dealers, Market Makers, Funds/Portfolio Managers, Issuing House, Underwriters, Trustees, State Bond Issue, Investment Advisers, Rating Agencies |
*Net Capital Template |
Monthly Return Template on Net Capital for Broker/Dealers |
| Financial Standards And Corporate Governance For Public Quoted Companies | |
| Quarterly Returns From Registrar | |
| Monthly Returns from Unit Trust Scheme Fund Managers | |
| Quarterly Returns from Unit Trust Schemes Fund Managers | |
| Half Yearly Returns Form for Unit Trust Schemes Fund Managers | |
| Quarterly Return by Custodians | |
| Quarterly Returns On Utilization Of Proceeds Of Offer By Issuer | |
| Financial Performance Measurement specific For Insurance | |
| Financial Performance Measurement For General Business | |
| Financial Performance Measurement For General Business (Manufacturing) | |
| Financial Performance Measurement For Banks – Half Yearly | |
| Foreign Exchange Transaction Returns (FTR) | |
| Consolidated Grid for Rendition of Various Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) Returns |