Companies Facing Enforcement Action
(April, 2015 to December, 2016)

S/N Name of Company Nature of Enforcement Action Reason Date Remarks
1 Falcon Securities Limited and its sponsored individuals Suspension (Now Lifted) As a result of the firm resolving all issues that led to its suspension as well as compliance with the commission's directives June 10, 2016 Suspension was lifted on June 10, 2016
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