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1
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Elyon Asset Management Limited (and its Sponsored Individuals)
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Suspension
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breach of extant capital market Rules and Regulations.
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February 12, 2015
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Still in force
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2
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Woodland Capital Market Plc together (with its Directors and Sponsored Individuals)
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Suspension (Now lifted)
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unauthorized sale of 3,750 units of PZ Plc shares belonging to an investor and its refusal to comply with the Commission’s directives in that regard
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March 10, 2015
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Suspension was lifted on April 14, 2015
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3
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International Standards Securities Limited (with its Directors and Sponsored Individuals)
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Suspension
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non-compliance with SEC Rules / Regulations and deficiencies observed in its operations during a target inspection
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March 10, 2015
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Still in force(indefinitely)
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4
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Cowry Asset Management Limited and its Sponsored Individuals
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Suspension (Now Lifted)
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Failure to honour its underwriting obligation in accordance with Rule 318 (2) of SEC Rules and Regulations.
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August 25, 2015
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Suspension was lifted on September 10, 2015
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5
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Standard Alliance Capital & Asset Management Ltd
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Suspension (Now Lifted)
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Complied with SEC Rules / Regulations
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August 10, 2015
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Reinstated as Issuing House & Fund Mananger
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6
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Strand Capital Partners Limited and its sponsored individuals
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Suspension (Now Lifted)
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Satisfactory resolution of all complaints and issues with the Commission by the Operator.
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August 20, 2015
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Note and deal with the Operator in line with the approval
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