The Director General of SEC Nigeria recently spoke on Arise Television, shedding light on key updates in the Investment and Securities Act (ISA) 2025 | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 | The Director General of SEC Nigeria recently spoke on Arise Television, shedding light on key updates in the Investment and Securities Act (ISA) 2025 | Enroll Now: Training Opportunities at The Nigerian Capital Market Institute (NCMI)! | In a major boost to capital market regulation in Nigeria, President Ahmed Bola Tinubu GCFR, has assented to the Investments and Securities Bill (ISB) 2025, which repeals the Investments and Securities Act No. 29 of 2007 |

Frequently
Asked Questions

Delve into our comprehensive FAQs section and uncover answers to your burning questions. We simplify complex topics, catering to investors seeking clarity, capital market operators seeking guidance, and businesses exploring market entry.

Frequently Asked Questions Page Featured Image
FAQs for Bonds Bonds are an important asset class for many investors. This FAQ section provides insights into bond basics, types of bonds, and risk considerations.
FAQs for CMOs Capital markets officers (CMOs) face a unique set of challenges and opportunities. This page addresses key questions related to capital raising, investor relations, and regulatory compliance.
FAQs for Investors As an investor, it's important to stay informed about your rights and responsibilities. This page provides answers to some of the most frequently asked questions (FAQs) about investing in securities.
FAQs for Mergers and Acquisitions (M&A) Mergers and Acquisitions transactions can be complex and have significant implications for businesses and investors. This FAQ section provides answers to common questions about M&A processes, valuation, and regulatory considerations.
FAQs on "Net Asset Value" and "Unit Price"
FAQs on Collective Investment Schemes
FAQs on Differentiating Ponzi/Pyramid Schemes from Registered Fund/Portfolio Managers Protect yourself from fraudulent investment schemes. This FAQ section helps you understand the red flags of Ponzi/pyramid schemes and how to identify legitimate registered fund/portfolio managers.
FAQs on FinTechs Fintech innovations are transforming Nigeria’s financial landscape, but navigating the regulatory framework can be challenging. This FAQ section offers clear, concise answers to common questions on licensing requirements, regulatory sandboxes, compliance obligations, and investor protection under the Nigerian SEC’s oversight, helping fintech entrepreneurs, investors, and stakeholders stay informed and compliant.
FAQs on Procurement Process and Award of Contracts
FAQs on Sponsored Individuals
FAQs on Unclaimed Dividends Retrieval Process Follow the instructions below carefully to retrieve your unclaimed dividends
FAQs on the New Merger Regime
FAQs on the Regularization of Multiple Subscriptions
FAQs on the SEC Regulatory Incubation (RI) Program Regulatory Incubation (RI) is opening new pathways for fintech firms to test and scale innovative capital-market solutions in Nigeria—but understanding eligibility, application steps, fees, timelines and exit conditions can be daunting. This FAQ demystifies the SEC’s Regulatory Incubation (RI) program by providing concise answers on its objectives, who qualifies, where and how to apply, associated costs, duration, and post-incubation obligations—helping fintech entrepreneurs and stakeholders navigate the process with confidence and clarity.
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