Checklists

Ensure you're on the right track with our helpful checklists. These tools assist you in staying organized and prepared, whether you're an investor planning your portfolio, a capital market operator managing submissions, or a business contemplating market listing.

Checklists
Regulatory Returns Filing Calendar For Public Companies Ensuring Timely Compliance: A Comprehensive Guide to Regulatory Return Filing for Public Companies Nov. 17, 2023
Requirements for Filing of Returns by Capital Market Operators Ensuring Market Transparency and Compliance: A Guide to Return Filing for Capital Market Operators Nov. 17, 2023
Registration of IPOs (CIS, REIT, ETF), PE/VC, Infrastructure and Specialized Funds Empowering Capital Formation: A Guide to Registering IPOs and Diverse Investment Funds Nov. 17, 2023
Registration of Securities Checklist Navigate the Securities Registration Process with Clarity This comprehensive checklist provides a detailed guide to registering securities with the Nigerian Securities and Exchange Commission (SEC). Find clear explanations of fees, timelines, approval processes, requirements, and relevant ISA regulations for each service. Whether you're a seasoned issuer or a first-time applicant, this resource will empower you to navigate the registration process with ease Nov. 17, 2023
Individual Registration Requirements for Each CMO Nov. 17, 2023
CMOs Application Requirements, Fees and Implementation Time-Frame Navigating the Path to Becoming a Capital Market Operator Nov. 17, 2023
Mergers and Acquisitions Checklist Oct. 25, 2023
Minimum Capital Requirement For CMOs This page serves as an amendment to Schedule I of the Rules and Regulations, dated December 5, 2013 Oct. 25, 2023
Cross-Reference Checklist Review of Bond/Fixed Income Applications This page offers comprehensive guides for issuers seeking to list bonds or other fixed-income securities on the Nigeria Exchange Group (NGX). Find checklists for all required documentation and information, as well as a step-by-step guide to the application process. Sept. 18, 2023
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